About
Amanda represents financial services clients in complex securities matters, focusing on regulatory investigations and enforcement actions, internal investigations, and litigation.
Update on FINRA’s Use of CAT Data – They Are “Just Scratching the Surface”
FINRA Enforcement Previews Initial CAT Enforcement Philosophy
D.C. Circuit Vacates SEC Sanctions, Says Negligent Omissions Are Not ‘Willful’ Under Advisers Act
About
Amanda represents financial services clients in complex securities matters, focusing on regulatory investigations and enforcement actions, internal investigations, and litigation.
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