About

Emily advises her clients as they navigate complexities inherent in the securities-regulatory environment. Drawing on her wealth of experience as a regulator, she handles a…

Emily advises her clients as they navigate complexities inherent in the securities-regulatory environment. Drawing on her wealth of experience as a regulator, she handles a wide range of compliance and enforcement issues affecting broker-dealers, fintech companies, investment advisers, investment companies, and municipal securities dealers.

About

Emily advises her clients as they navigate complexities inherent in the securities-regulatory environment. Drawing on her wealth of experience as a regulator, she handles a…

Emily advises her clients as they navigate complexities inherent in the securities-regulatory environment. Drawing on her wealth of experience as a regulator, she handles a wide range of compliance and enforcement issues affecting broker-dealers, fintech companies, investment advisers, investment companies, and municipal securities dealers.

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