FINRA’s Important Reminder to Firms—Don’t Forget to Supervise Third-Party Vendors

August 24, 2021

Courts’ Clashing Standards For Evidence At Class Cert.

July 19, 2021

Minnesota Court Untangles Who Owns What Claim in the Fallout of a Ponzi Scheme

July 12, 2021

A New Avenue for Defendants in Securities Fraud Class Actions: Supreme Court Holds “Generic” Nature of Statements Is “Important Evidence” of Price Impact at Class Certification

June 23, 2021

Another Cop on the Beat? CFP Board Signals Increased Enforcement Focus

November 30, 2020