About
John is co-chair of the firm’s Securities Enforcement & Regulatory Counseling practice group and advises clients on broker-dealer and securities market regulatory matters.
Broker-Dealer and Investment Adviser Account Recommendations
Federal Framework for Digital Asset Regulation Comes into Focus
SEC Onslaught of Proposed Rules Turns Focus to Investment Advisers
About
John is co-chair of the firm’s Securities Enforcement & Regulatory Counseling practice group and advises clients on broker-dealer and securities market regulatory matters.