About
Nellie represents financial industry clients in state and federal courts around the country, in all stages of litigation and alternative dispute resolution.
Update on FINRA’s Use of CAT Data – They Are “Just Scratching the Surface”
FINRA Enforcement Previews Initial CAT Enforcement Philosophy
Ponzi Perspectives: 2022 Year-End Roundup
Pennsylvania Supreme Court Recognizes a New Cause of Action Against Those Who Aid and Abet Fraud
Ponzi Perspectives: 2022 Midyear Roundup
Ponzi Perspectives: 2021 Year-End Roundup
Fifth Circuit Holds that Receiver Has Standing to Bring Derivative Claims on Behalf of Investors Harmed by Ponzi Scheme
About
Nellie represents financial industry clients in state and federal courts around the country, in all stages of litigation and alternative dispute resolution.