Todd’s practice focuses on regulatory enforcement defense. He represents financial institutions, broker-dealers, investment advisers, hedge funds, audit firms, public companies, and corporate officers in connection with regulatory and enforcement inquiries by the U.S. Securities and Exchange Commission (SEC), the U.S. Department of Justice (DOJ), Financial Industry Regulatory Authority (FINRA) and other self-regulatory organizations (SROs), the New York State Department of Financial Services, the Federal Reserve Bank of New York, and other federal and state regulators.