Jackie Wells counsels financial institutions, broker-dealers, investment advisers and other public and private entities and executives in securities regulatory compliance and enforcement matters. She represents…
Jackie Wells counsels financial institutions, broker-dealers, investment advisers and other public and private entities and executives in securities regulatory compliance and enforcement matters. She represents clients in inquiries involving the Financial Industry Regulatory Authority (FINRA), U.S. Securities and Exchange Commission (SEC), and other federal and state regulators.
Jackie Wells counsels financial institutions, broker-dealers, investment advisers and other public and private entities and executives in securities regulatory compliance and enforcement matters. She represents…
Jackie Wells counsels financial institutions, broker-dealers, investment advisers and other public and private entities and executives in securities regulatory compliance and enforcement matters. She represents clients in inquiries involving the Financial Industry Regulatory Authority (FINRA), U.S. Securities and Exchange Commission (SEC), and other federal and state regulators.
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